SEC.gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …
SEC.gov | About
Jan 23, 2025 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect …
SEC.gov | Division of Enforcement
4 days ago · Vigorously enforces the federal securities laws to protect investors and maintain the integrity of the markets.
SEC.gov | Mission
We protect investors by vigorously enforcing the federal securities laws to ensure truth and fairness. We deter misconduct, hold wrongdoers accountable, and provide resources to help …
Litigation Releases | U.S. Securities and Exchange Commission
4 days ago · The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.
SEC.gov | Two Robinhood Broker-Dealers to Pay $45 Million in …
Jan 13, 2025 · The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have …
Press Releases - SEC.gov
4 days ago · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive.
The Work of the SEC - SEC.gov
Dec 21, 1999 · The SEC protects investors by enforcing our nation's securities laws, taking action against wrongdoers, and overseeing our securities markets and firms to ensure that investors …
Asset-Backed Securities (ABS) Issuances - SEC.gov
Aug 12, 2025 · Asset-backed securities (ABS) are securities that are primarily serviced by the cash flow of financial assets such as residential and commercial mortgage loans, auto leases, …
Enchanting, but Not Magical: A Statement on the Tokenization of …
Jul 8, 2025 · Blockchain technology has unlocked novel models for distributing and trading securities in a “tokenized” format. Tokenization may facilitate capital formation and enhance …