A former financial adviser with Northwestern Mutual lost his appeal Tuesday to undo a seven-year prison sentence for wire fraud, aggravated identity theft, and filing false tax returns.

Regulators warn that impersonation scams can cause serious reputational damage even when clients aren’t directly affected.

A Long Island financial advisor facing fraud charges has now been charged with attempting to threaten and injure his alleged victims and witnesses, and of attempting to bribe law enforcement officials ...

While 25% of surveyed consumers gave their banks failing grades for fraud resolution, satisfied customers gave high marks for their providers' ability to protect their accounts The average overall ...

A former registered investment advisor in New York has been convicted of three counts of fraud and money laundering in connection with the theft of more than $1 million from his clients.

A former registered investment advisor in Pennsylvania is facing civil and criminal charges over an alleged fraud that authorities say siphoned $20 million from more than a dozen clients over 10 years ...