Corporate insiders must sell company shares to meet financial goals but also need to avoid insider trading. A Rule 10b5-1 trading plan offers some protection. When you work at a public company, you ...

It takes time, effort, and research to develop an approach or methodology to trading that works for you. There's no guarantee of success but developing a detailed trading plan and following it without ...

Changes are likely coming to SEC Rule 10b5-1, and with them, new litigation risks for corporate officers and directors. Rule 10b5-1 permits corporate insiders to establish stock trading plans that ...

Abuses of 10b5-1 plans, which are supposed to help prevent insider trading, have led the SEC to tighten the rules. Insider trading is a notorious form of white-collar wrongdoing that most people are ...

In June 2025, Terren Scott Peizer, the former chief executive officer, executive chairman and chairman of the board of directors of Ontrak, Inc. (Ontrak), was sentenced to 42 months imprisonment, ...